Filing Details

Accession Number:
0001140361-15-015221
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-13 17:18:06
Reporting Period:
2015-04-09
Filing Date:
2015-04-13
Accepted Time:
2015-04-13 17:18:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1475841 National Bank Holdings Corp NBHC National Commercial Banks (6021) 270563799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904495 Elliott Associates, L.p. 40 West 57Th Street, 30Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Disposition 2015-04-09 15,000 $18.52 1,248,654 No 4 S Direct
Class A Common Stock, Par Value $0.01 Disposition 2015-04-10 25,000 $18.53 1,223,654 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, Par Value $0.01 Notional Principal Amount Derivative Agreement Acquisiton 2015-04-08 1 $0.00 5,100 $18.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1 2016-03-30 Yes 4 J Direct
Footnotes
  1. This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
  2. Notional principal amount derivative agreement (the "Derivative Agreement") in the form of cash settled swaps entered into by the Reporting Person. The Derivative Agreement provides the Reporting Person with economic results that are comparable to the economic results of ownership payable on each settlement date applicable to the expiration or earlier termination of such Derivative Agreement, but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Derivative Agreement (such shares, the "Subject Shares"). The Reporting Person disclaims beneficial ownership in the Subject Shares. The counterparty to the Derivative Agreement is an unaffiliated third party financial institution.