Filing Details

Accession Number:
0001225208-15-009805
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-08 11:52:26
Reporting Period:
2015-04-07
Filing Date:
2015-04-08
Accepted Time:
2015-04-08 11:52:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383312 Broadridge Financial Solutions Inc. BR Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198860 J Richard Daly 1981 Marcus Avenue
Lake Success NY 11042
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-04-07 9,000 $55.15 22,000 No 4 S Indirect by The EED 2012 Trust
Common Stock Disposition 2015-04-07 9,000 $55.15 22,000 No 4 S Indirect by The KLD 2012 Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by The EED 2012 Trust
No 4 S Indirect by The KLD 2012 Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 312,231 Direct
Common Stock 124,907 Indirect by The RD 2014 GRAT
Footnotes
  1. The reported transactions are open market sales pursuant to 10b5-1 plans adopted by the reporting person on March 6, 2015.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.7700 - $55.4300, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 - $55.43, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.