Filing Details
- Accession Number:
- 0001209191-15-031713
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-02 17:42:39
- Reporting Period:
- 2015-03-30
- Filing Date:
- 2015-04-02
- Accepted Time:
- 2015-04-02 17:42:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008463 | Bu Lip Tan | One California Street, Suite 2800 San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2015-03-30 | 500 | $0.00 | 3,667 | No | 5 | G | Direct | |
| Ordinary Shares | Disposition | 2015-03-31 | 500 | $0.00 | 3,167 | No | 5 | G | Direct | |
| Ordinary Shares | Acquisiton | 2015-03-31 | 500 | $0.00 | 500 | No | 5 | G | Indirect | By Son |
| Ordinary Shares | Disposition | 2015-03-30 | 1,000 | $0.00 | 464 | No | 5 | G | Indirect | See Footnote |
| Ordinary Shares | Acquisiton | 2015-03-30 | 1,000 | $0.00 | 1,000 | No | 5 | G | Indirect | See Footnote |
| Ordinary Shares | Disposition | 2015-03-31 | 1,000 | $75.77 | 0 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Son |
| No | 5 | G | Indirect | See Footnote |
| No | 5 | G | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Footnotes
- This transaction involved a gift of securities by the reporting person to his son, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
- Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
- Such shares are held by Tan & Loo Family Foundation.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $75.76 to $75.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Billionaire Hedge Funds
