Filing Details

Accession Number:
0001546184-15-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-01 17:10:17
Reporting Period:
2013-04-08
Filing Date:
2015-04-01
Accepted Time:
2015-04-01 17:10:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1313918 Cifc Corp. CIFC Finance Services (6199) 202008622
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1546184 Oliver Wriedt C/O Cifc Corp.
250 Park Avenue; 4Th Floor
New York NY 10177
Co-President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-08 2 $8.04 47,676 No 4 P Indirect See Footnote
Common Stock Acquisiton 2015-03-31 3,000 $0.00 255,971 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2015-03-30 75,000 $0.00 75,000 $0.00
Common Stock Restricted Stock Units Disposition 2015-03-31 3,000 $0.00 3,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,000 No 4 A Direct
285,000 No 4 M Direct
Footnotes
  1. Held in Deutsche Bank Group International Pension Plan
  2. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer.
  3. The Restricted Stock Units vest based on satisfaction of certain performance criteria.
  4. The Restricted Stock Units vest in five equal tranches and installments as follows: (i) 60,000 vest at a rate of 20% on December 31, 2014 and in 16 equal quarterly installments thereafter, (ii) 60,000 vest at a rate of 20% on December 31, 2015 and in 16 equal quarterly installments thereafter, (iii) 60,000 vest at a rate of 20% on December 31, 2016 and in 16 equal quarterly installments thereafter, (iv) 60,000 vest at a rate of 20% on December 31, 2017 and in 16 equal quarterly installments thereafter, and (v) 60,000 vest at a rate of 20% on December 31, 2018 and in 16 equal quarterly installments thereafter. The Restricted Stock Units are subject to adjustment, acceleration and forfeit as more fully described in the Restricted Stock Unit Award Agreement, dated June 13, 2014, between the Issuer and the Reporting Person.