Filing Details

Accession Number:
0001104659-15-024747
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-31 17:47:39
Reporting Period:
2015-03-27
Filing Date:
2015-03-31
Accepted Time:
2015-03-31 17:47:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497442 D Scott Grinis 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-27 7,308 $55.70 212,154 No 4 S Direct
Common Stock Disposition 2015-03-27 2,692 $56.18 209,462 No 4 S Direct
Common Stock Disposition 2015-03-30 1,000 $0.00 208,462 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 G Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $7.50 2006-02-01 2015-11-14 12,000 12,000 Direct
Common Stock Employee Stock Option (Right to Buy) $7.50 2008-06-06 2018-06-16 9,000 9,000 Direct
Common Stock Employee Stock Option (Right to Buy) $7.50 2007-04-26 2017-04-26 6,000 6,000 Direct
Common Stock Employee Stock Option (Right to Buy) $9.00 2011-07-28 2020-02-28 56,000 56,000 Direct
Common Stock Employee Stock Option (Right to Buy) $12.55 2012-02-28 2021-02-28 10,000 10,000 Direct
Common Stock Employee Stock Option (Right to Buy) $12.45 2013-02-28 2022-02-28 10,195 10,195 Direct
Common Stock Employee Stock Option (Right to Buy) $15.34 2014-02-28 2023-02-28 8,000 8,000 Direct
Common Stock Employee Stock Option (Right to Buy) $41.84 2015-02-28 2024-02-28 6,200 6,200 Direct
Common Stock Employee Stock Option (Right to Buy) $53.88 2016-02-28 2025-02-28 6,000 6,000 Direct
Common Stock Restricted Stock Award $0.00 2016-02-29 2016-02-28 3,120 3,120 Direct
Common Stock Restricted Stock Award $0.00 2016-02-29 2017-02-28 4,000 4,000 Direct
Common Stock Restricted Stock Award $0.00 2016-02-29 2018-02-28 4,000 4,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-11-14 12,000 12,000 Direct
2018-06-16 9,000 9,000 Direct
2017-04-26 6,000 6,000 Direct
2020-02-28 56,000 56,000 Direct
2021-02-28 10,000 10,000 Direct
2022-02-28 10,195 10,195 Direct
2023-02-28 8,000 8,000 Direct
2024-02-28 6,200 6,200 Direct
2025-02-28 6,000 6,000 Direct
2016-02-28 3,120 3,120 Direct
2017-02-28 4,000 4,000 Direct
2018-02-28 4,000 4,000 Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.24 to $55.98, inclusive.
  2. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56 to $56.59, inclusive.
  3. Original option grant vests in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
  4. Original option grant vests in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
  5. Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock
  6. Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
  7. This restricted stock award vests in three installments beginning on the first anniversary of the date of the grant of restricted stock.