Filing Details

Accession Number:
0001016281-15-000057
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-03-31 16:15:20
Reporting Period:
2015-03-26
Filing Date:
2015-03-31
Accepted Time:
2015-03-31 16:15:20
Original Submission Date:
2015-03-30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016281 Carriage Services Inc CSV Services-Personal Services (7200) 760423828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184137 William L Heiligbrodt 11015 Landon Lane
Houston TX 77024
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-26 13,675 $24.79 80,952 No 4 S Indirect Corinne C. Heiligbrodt, LLC
Common Stock Disposition 2015-03-27 6,990 $24.78 73,962 No 4 S Indirect Corinne C. Heiligbrodt, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Corinne C. Heiligbrodt, LLC
No 4 S Indirect Corinne C. Heiligbrodt, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 231,458 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $22.58 2022-02-24 100,000 100,000 Direct
Common Stock Stock Options $20.49 2019-03-03 100,000 100,000 Direct
Common Stock Stock Options $16.73 2018-05-22 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-24 100,000 100,000 Direct
2019-03-03 100,000 100,000 Direct
2018-05-22 100,000 100,000 Direct
Footnotes
  1. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
  2. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 3/3/2015, 1/3 on 3/3/2016 and 1/3 on 3/3/2017. These stock options expire on 3/3/2019.
  3. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/22/2014, 1/3 on 05/22/2015 and 1/3 on 05/22/2016. These stock options expire on 05/22/2018.