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Filing Details

Accession Number:: 0001144204-15-018140
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-03-24 17:19:05
Reporting Period:: 2015-03-24

Filing Date:: 2015-03-24
Accepted Time:: 2015-03-24 17:19:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1487428	Horizon Technology Finance Corp	HRZN	()	272114934

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1334202	Ltd. Investments Anholt	69 Pitts Bay Road Belvedere Building, 4Th Floor Hamilton D0 HM08	No	No	Yes	No
1362549	Navco Management, Ltd.	69 Pitts Bay Road Belvedere Building, 4Th Floor Hamilton D0 HM08	No	No	Yes	No
1431113	Ltd Spirit Path	10 Norwich Street London X0 EC4A 1BD	No	No	Yes	No
1504157	Compass Horizon Partners, Lp	69 Pitts Bay Road Belvedere Building, 4Th Floor Hamilton D0 HM08	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2015-03-24	380,000	$13.95	891,414	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote

Footnotes

380,000 shares of the Issuer's common stock were sold by Compass Horizon Partners, L.P. pursuant to an underwritten public offering on March 19, 2015. The shares of the Issuer's common stock reported on this Form 4 are owned directly by Compass Horizon Partners, L.P., which is owned by Concorde Horizon Holdings LP and Navco Management, Ltd. Concorde Horizon Holdings LP is owned by Anholt Investments Ltd. (formerly known as Compass Group Investments, Ltd.) and Navco Management, Ltd. Each of Anholt Investments Ltd. and Navco Management, Ltd. is wholly owned by Kattegat Limited, a Bermudian exempt company with its principal offices at Belvedere Building, 69 Pitts Bay Road, Pembroke HM 08, Bermuda. Kattegat Limited was formed for the purpose of holding and managing the endowed assets of The Kattegat Trust and is wholly owned by The Kattegat Trust.
The Kattegat Trust is a Bermudian charitable trust, engaged in the principal business of distributing income for charitable purposes, with its principal offices at 2 Reid Street, Hamilton HM 11, Bermuda. The trustee of The Kattegat Trust is Kattegat Private Trustees (Bermuda) Limited (the "Trustee"), a Bermudian trust company with its principal offices at 2 Reid Street, Hamilton HM 11, Bermuda. Path Spirit Limited is the trust protector for The Kattegat Trust. The Trustee is wholly owned by The Lund Purpose Trust, a Bermudian purpose trust with its principal offices at Thistle House, 4 Burnaby Street, Hamilton HM 11, Bermuda, formed for the sole purpose of holding the shares of the Trustee. Each of Anholt Investments Ltd., Navco Management, Ltd., Path Spirit Limited and Concorde Horizon Holdings LP disclaims beneficial ownership of the shares of the Issuer's common stock directly held by Compass Horizon Partners, L.P. except to the extent of its respective pecuniary interest therein.