Filing Details
- Accession Number:
- 0001140361-15-012869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-20 18:44:17
- Reporting Period:
- 2015-03-18
- Filing Date:
- 2015-03-20
- Accepted Time:
- 2015-03-20 18:44:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570993 | E. Anthony Maslowski | C/O Avago Technologies U.s. Inc. 1320 Ridder Park Drive San Jose CA 95131 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-03-18 | 5,000 | $35.31 | 78,872 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-03-18 | 11,705 | $128.65 | 67,167 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-03-19 | 86 | $0.00 | 10,400 | No | 4 | G | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-03-18 | 5,000 | $0.00 | 5,000 | $35.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2019-03-05 | No | 4 | M | Direct |
Footnotes
- This transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Includes 67,167 Restricted Share Units.
- Includes 5,000 shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Transaction executed in multiple trades at prices ranging from $128.43 to $128.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Charitable gift.
- The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
- The total number of shares underlying the option vest in two (2) successive and equal installments on March 6, 2015 and March 6, 2016.
Billionaire Hedge Funds
