Filing Details

Accession Number:
0001054374-15-000052
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-18 17:17:43
Reporting Period:
2015-03-16
Filing Date:
2015-03-18
Accepted Time:
2015-03-18 17:17:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185813 A Daniel Marotta 5300 California Avenue
Irvine CA 92617
Evp & Gm, Broadband & Conn Grp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-03-16 17,187 $29.39 475,771 No 4 M Direct
Class A Common Stock Acquisiton 2015-03-16 16,756 $23.17 492,527 No 4 M Direct
Class A Common Stock Acquisiton 2015-03-16 4,593 $27.74 497,120 No 4 M Direct
Class A Common Stock Disposition 2015-03-16 38,536 $44.91 458,584 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee stock option (right to buy) Disposition 2015-03-16 17,187 $0.00 17,187 $29.39
Class A Common Stock Employee stock option (right to buy) Disposition 2015-03-16 16,756 $0.00 16,756 $23.17
Class A Common Stock Employee stock option (right to buy) Disposition 2015-03-16 4,593 $0.00 4,593 $27.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-04 No 4 M Direct
0 2019-04-27 No 4 M Direct
0 2018-04-23 No 4 M Direct
Footnotes
  1. The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Such transaction was executed in multiple trades at prices ranging from $44.33 to $45.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Includes (i) 76,302 shares that are held as Class A common stock and (ii) 382,282 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
  4. All shares subject to such option are fully vested and immediately exercisable.