Filing Details

Accession Number:
0001209191-15-026615
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-16 17:53:03
Reporting Period:
2015-03-13
Filing Date:
2015-03-16
Accepted Time:
2015-03-16 17:53:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123270 Bank Mutual Corp BKMU Savings Institution, Federally Chartered (6035) 392004336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1512379 L Christopher Mayne 4949 West Brown Deer Rd
Milwaukee WI 53223
Senior Vp Of Bank Mutual No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-13 10,000 $3.39 61,400 No 4 M Direct
Common Stock Disposition 2015-03-13 10,000 $7.20 51,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to buy Disposition 2015-03-13 10,000 $0.00 10,000 $3.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2022-01-17 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to buy $5.05 2021-01-18 50,000 50,000 Direct
Common Stock Options to buy $4.82 2023-01-22 12,000 12,000 Direct
Common Stock Options to buy $7.17 2024-01-21 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-18 50,000 50,000 Direct
2023-01-22 12,000 12,000 Direct
2024-01-21 10,000 10,000 Direct
Footnotes
  1. The price shown is a weighted-average sale price. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.22, inclusive.
  2. Stock options granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  3. Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  4. Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  5. Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.