Filing Details

Accession Number:
0001181071-15-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-16 16:16:45
Reporting Period:
2015-03-13
Filing Date:
2015-03-16
Accepted Time:
2015-03-16 16:16:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
817473 American Capital Ltd ACAS () 521451377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181071 C Mary Baskin 2 Bethesda Metro Center
14Th Floor
Bethesda MD 20814
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-13 3,750 $6.15 25,452 No 4 M Direct
Common Stock Acquisiton 2015-03-13 10,000 $8.69 25,452 No 4 M Direct
Common Stock Disposition 2015-03-13 13,750 $14.68 25,452 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2015-03-13 3,750 $0.00 3,750 $6.15
Common Stock Options Disposition 2015-03-13 10,000 $0.00 10,000 $8.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-10-08 2019-06-11 No 4 M Direct
146,250 2011-09-15 2020-09-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,606 Indirect Spouse's IRA
Common Stock 165 Indirect Owned by son
Footnotes
  1. Price reflects weighted average sales price; actual sale prices ranged from $14.680 to $14.686. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
  2. Under terms of SEC order authorizing these options, one-third of these options vested on October 8, 2010, one-third vested on June 11, 2011 and one-third vested on June 11, 2012.
  3. Under terms of SEC order authorizing these options, one-third of these options vested on September 15, 2011, one-third vested on September 15, 2012 and one-third vested on September 15, 2013.