Filing Details
- Accession Number:
- 0001225208-15-007791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-13 16:02:01
- Reporting Period:
- 2015-03-11
- Filing Date:
- 2015-03-13
- Accepted Time:
- 2015-03-13 16:02:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6281 | Analog Devices Inc | ADI | Semiconductors & Related Devices (3674) | 042348234 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1206591 | K Margaret Seif | P.o. Box 9106 One Technology Way Norwood MA 02062-9106 | Svp, Gen Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Comm Stock-$.16-2/3 Value | Acquisiton | 2015-03-12 | 1,000 | $37.52 | 7,368 | No | 4 | M | Direct | |
| Comm Stock-$.16-2/3 Value | Acquisiton | 2015-03-12 | 1,000 | $31.62 | 8,368 | No | 4 | M | Direct | |
| Comm Stock-$.16-2/3 Value | Acquisiton | 2015-03-12 | 1,000 | $19.57 | 9,368 | No | 4 | M | Direct | |
| Comm Stock-$.16-2/3 Value | Disposition | 2015-03-12 | 3,500 | $56.81 | 5,868 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Comm Stock-$.16-2/3 Value | Non-Qualified Stock Option (right to buy) | Acquisiton | 2015-03-11 | 25,990 | $0.00 | 25,990 | $57.29 |
| Comm Stock-$.16-2/3 Value | Performance-Based Restricted Stock Unit | Acquisiton | 2015-03-11 | 5,010 | $0.00 | 5,010 | $0.00 |
| Comm Stock-$.16-2/3 Value | Restricted Stock Unit (RSU) | Acquisiton | 2015-03-11 | 5,010 | $0.00 | 5,010 | $0.00 |
| Comm Stock-$.16-2/3 Value | Non-Qualified Stock Option (right to buy) | Disposition | 2015-03-12 | 1,000 | $0.00 | 1,000 | $37.52 |
| Comm Stock-$.16-2/3 Value | Non-Qualified Stock Option (right to buy) | Disposition | 2015-03-12 | 1,000 | $0.00 | 1,000 | $19.57 |
| Comm Stock-$.16-2/3 Value | Non-Qualified Stock Option (right to buy) | Disposition | 2015-03-12 | 1,000 | $0.00 | 1,000 | $31.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,990 | 2016-03-11 | 2025-03-11 | No | 4 | A | Direct |
| 5,010 | 2018-03-25 | No | 5 | A | Direct | |
| 5,010 | 2018-03-11 | No | 4 | A | Direct | |
| 10,232 | 2012-01-04 | 2021-01-04 | No | 4 | M | Direct |
| 11,000 | 2010-01-05 | 2019-01-05 | No | 4 | M | Direct |
| 3,000 | 2011-01-05 | 2020-01-05 | No | 4 | M | Direct |
Footnotes
- These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
- Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.
- Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.
- The Restricted Stock Units granted to the Reporting Person on March 11, 2015 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
- This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2011.
- This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2009.
- This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2010.
Billionaire Hedge Funds
