Filing Details

Accession Number:
0001313337-15-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-12 16:50:23
Reporting Period:
2015-03-10
Filing Date:
2015-03-12
Accepted Time:
2015-03-12 16:50:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
817473 American Capital Ltd ACAS () 521451377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1313337 Allan Samuel Flax C/O American Capital, Ltd.
2 Bethesda Metro Center, 14Th Floor
Bethesda MD 20814
Evp, Gc And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-10 55,696 $3.10 375,975 No 4 M Direct
Common Stock Acquisiton 2015-03-10 33,647 $2.96 375,975 No 4 M Direct
Common Stock Acquisiton 2015-03-10 26,504 $2.77 375,975 No 4 M Direct
Common Stock Disposition 2015-03-10 115,847 $14.78 375,975 No 4 S Direct
Common Stock Disposition 2015-03-11 1,013 $14.75 374,962 No 4 S Direct
Common Stock Acquisiton 2015-03-12 90,491 $3.48 374,962 No 4 M Direct
Common Stock Disposition 2015-03-12 90,491 $14.64 374,962 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2015-03-10 55,696 $0.00 55,696 $3.10
Common Stock Stock Options Disposition 2015-03-10 33,647 $0.00 33,647 $2.96
Common Stock Stock Options Disposition 2015-03-10 26,504 $0.00 26,504 $2.77
Common Stock Stock Options Disposition 2015-03-12 90,491 $0.00 90,491 $3.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-07-22 2019-07-22 No 4 M Direct
0 2010-08-12 2019-08-12 No 4 M Direct
0 2010-11-11 2019-11-11 No 4 M Direct
0 2011-02-10 2020-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,766 Indirect ESOP/401(k) Plan
Common Stock 4,461 Indirect IRA
Footnotes
  1. Sales made pursuant to a previously established Rule 10b5-1 Plan.
  2. Price reflects weighted average sales price; actual sale prices ranged from $14.70 to $14.825. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
  3. Price reflects weighted average sales price; actual sale prices ranged from $14.63 to $14.65. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.