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Filing Details

Accession Number:: 0000049071-15-000050
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-03-12 16:34:03
Reporting Period:: 2015-03-11

Filing Date:: 2015-03-12
Accepted Time:: 2015-03-12 15:34:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1018658	E James Murray	Humana Inc. 500 West Main Street Louisville KY 40202	Evp & Coo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Humana Common	Disposition	2015-03-11	30,942	$160.92	63,708	No	4	S	Direct
Humana Common	Disposition	2015-03-11	3,600	$160.72	60,108	No	4	S	Direct
Humana Common	Disposition	2015-03-11	678	$161.14	6,522	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	3,983	Indirect	See Footnote
Humana Common	1,356	Indirect	See Footnote
Humana Common	1,247	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$88.65	2019-02-23	16,249	16,249	Direct
Humana Common	Options	$72.84	2020-02-20	13,868	13,868	Direct
Humana Common	Options	$102.16	2021-02-18	24,584	24,584	Direct
Humana Common	Options	$164.65	2022-02-24	32,538	32,538	Direct
Humana Common	Restricted Stock Units	$0.00		6,864	6,864	Direct
Humana Common	Restricted Stock Units	$0.00		5,384	5,384	Direct
Humana Common	Phantom Stock Units	$0.00		2,515	2,515	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-02-23	16,249	16,249	Direct
2020-02-20	13,868	13,868	Direct
2021-02-18	24,584	24,584	Direct
2022-02-24	32,538	32,538	Direct
	6,864	6,864	Direct
	5,384	5,384	Direct
	2,515	2,515	Indirect

Footnotes

Shares held by reporting person's spouse.
Shares held in The Murray Family Partnership.
Shares held for the benefit of reporting person as of February 28, 2015 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/23/12, vesting in three increments from 02/23/13 to 02/23/15.
Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.
Shares held in Family Trust - Mr. Murray's spouse is the trustee and his family members are the beneficiaries.
Phantom Stock Units held for the benefit of reporting person as of February 28, 2015 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
Shares sold at prices ranging from $160.64- $161.33
Shares sold at prices ranging from $160.67- $160.90
Shares sold at prices ranging from $161.12- 161.1441