Filing Details

Accession Number:
0001209191-15-025419
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-11 20:15:11
Reporting Period:
2015-03-09
Filing Date:
2015-03-11
Accepted Time:
2015-03-11 20:15:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1353283 Splunk Inc SPLK Services-Prepackaged Software (7372) 861106510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233412 Godfrey Sullivan C/O Splunk Inc.
250 Brannan Street
San Francisco CA 94107
President, Ceo & Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-09 50,000 $0.00 746,048 No 4 A Direct
Common Stock Acquisiton 2015-03-09 16,666 $0.57 762,714 No 4 M Direct
Common Stock Disposition 2015-03-09 32,932 $61.78 729,782 No 4 S Direct
Common Stock Disposition 2015-03-09 400 $62.50 729,382 No 4 S Direct
Common Stock Acquisiton 2015-03-10 16,666 $0.57 746,048 No 4 M Direct
Common Stock Disposition 2015-03-10 16,166 $60.65 729,882 No 4 S Direct
Common Stock Disposition 2015-03-10 500 $61.25 729,382 No 4 S Direct
Common Stock Acquisiton 2015-03-11 16,668 $0.57 746,050 No 4 M Direct
Common Stock Disposition 2015-03-11 14,368 $60.96 731,682 No 4 S Direct
Common Stock Disposition 2015-03-11 2,300 $61.62 729,382 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-03-09 16,666 $0.00 16,666 $0.57
Common Stock Employee Stock Option (right to buy) Disposition 2015-03-10 16,666 $0.00 16,666 $0.57
Common Stock Employee Stock Option (right to buy) Disposition 2015-03-11 16,668 $0.00 16,668 $0.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,020,849 2018-09-16 No 4 M Direct
2,004,183 2018-09-16 No 4 M Direct
1,987,515 2018-09-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,100,000 Indirect See footnote
Common Stock 12,700 Indirect See footnote
Footnotes
  1. The reported securities are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on March 10, 2016 and 1/16th of the RSUs shall vest quarterly thereafter.
  2. Includes 500,000 shares previously held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee (the "Trust") which were re-registered on February 24, 2015 and are now held directly by the Reporting Person.
  3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 23, 2014.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.37 to $62.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.39 to $62.53, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.20 to $61.14, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.20 to $61.39, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.39 to $61.38, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.39 to $62.02, inclusive.
  10. Excludes 500,000 shares previously held directly by the Trust which were re-registered on February 24, 2015 and are now held directly by the Reporting Person.
  11. Shares held directly by the Trust.
  12. Shares held directly by the Reporting Person's younger daughter. The Reporting Person disclaims beneficial ownership of the shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  13. The option is fully vested and immediately exercisable.