Filing Details

Accession Number:
0001104659-15-018913
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-11 17:53:53
Reporting Period:
2015-03-06
Filing Date:
2015-03-11
Accepted Time:
2015-03-11 17:53:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314772 Summer Infant Inc. SUMR Miscellaneous Manufacturing Industries (3990) 201994619
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1597451 Kenneth Price C/O Summer Infant, Inc.
1275 Park East Drive
Woonsocket RI 02895
Pres. Global Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-06 25,000 $1.85 25,000 No 4 M Direct
Common Stock Disposition 2015-03-06 25,000 $2.93 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-03-06 25,000 $0.00 25,000 $1.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2024-01-13 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.90 to $3.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first, second and third anniversaries of the January 13, 2014 vesting commencement date.