Filing Details

Accession Number:
0001225208-15-007593
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-11 16:58:30
Reporting Period:
2015-01-09
Filing Date:
2015-03-11
Accepted Time:
2015-03-11 16:58:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BF'B Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1351766 Mccauley J Brown 850 Dixie Highway
Louisville KY 40210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2015-01-09 35,500 $89.75 968,395 No 4 J Indirect By Brown Ventures, LLC
Class B Common Disposition 2015-01-09 35,190 $90.14 64,481 No 4 J Indirect By Brown Ventures, LLC
Class A Common Acquisiton 2014-12-31 3,000 $0.00 3,086 No 5 G Indirect By Spouse
Class A Common Acquisiton 2014-12-31 17,705 $0.00 25,330 No 5 G Indirect By Spouse Irrev Trust
Class A Common Acquisiton 2015-03-10 1,000 $88.95 26,330 No 4 P Indirect By Spouse Irrev Trust
Class A Common Disposition 2014-12-31 20,705 $0.00 121,203 No 5 G Indirect Spouse GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Brown Ventures, LLC
No 4 J Indirect By Brown Ventures, LLC
No 5 G Indirect By Spouse
No 5 G Indirect By Spouse Irrev Trust
No 4 P Indirect By Spouse Irrev Trust
No 5 G Indirect Spouse GRAT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 3,852 Direct
Class B Common 60,995 Direct
Class B Common 6,243 Indirect By 401k
Class A Common 181,940 Indirect By JMB Irrev Trust
Class A Common 176,898 Indirect By MAE LLC
Class B Common 11,314 Indirect By Spouse
Class A Common 3,925 Indirect By Spray Trust
Class A Common 1,000 Indirect Crummey Trust
Class A Common 14,349 Indirect Williams Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Restricted Stock Units $0.00 2015-04-30 778 778 Direct
Class B Common Restricted Stock Units $0.00 2016-04-30 254 254 Direct
Class B Common Restricted Stock Units $0.00 2017-04-30 212 212 Direct
Class B Common Restricted Stock Units $0.00 2018-04-30 171 171 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
778 778 Direct
254 254 Direct
212 212 Direct
171 171 Direct
Footnotes
  1. On January 9, 2015, Brown Ventures LLC exchanged certain Class B shares for an economically equivalent number of Class A shares held by a family member of the reporting person. The reporting person disclaims beneficial ownership of Brown Ventures LLC except to the extent of his pecuniary interest therein.
  2. BFA and BFB closing prices as of January 8, 2015 were used to determine approximate economic equivalency.
  3. Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of March 10, 2015.
  4. Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  5. The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
  6. The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
  7. The Restricted Stock Units were granted on July 25, 2013, and vest on April 30, 2017.
  8. The Restricted Stock Units were granted on July 24, 2014, and vest on April 30, 2018.