Filing Details

Accession Number:
0001225208-15-007565
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-11 16:32:18
Reporting Period:
2015-03-09
Filing Date:
2015-03-11
Accepted Time:
2015-03-11 16:32:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF National Commercial Banks (6021) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497948 Laprade,Iii Frank G. 1680 Capital One Drive
Mclean VA 22102
Chief Enterprise Srvcs Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-09 7,450 $78.71 63,668 No 4 M Direct
Common Stock Disposition 2015-03-09 7,450 $78.90 56,218 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2015-03-09 7,450 $0.00 7,450 $78.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-03-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 685 Indirect By 401(k)
Footnotes
  1. This transaction was executed pursuant to a trading plan entered into by the reporting person on November 11, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitilized plan, as of the date of the latest transaction.
  3. This option became exercisable in 1/3 increments beginning on March 15, 2006 and annually thereafter.