Filing Details

Accession Number:
0001225208-15-007438
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-10 16:45:34
Reporting Period:
2015-03-06
Filing Date:
2015-03-10
Accepted Time:
2015-03-10 16:45:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1389181 D James Mccool 211 Main Street
San Francisco CA 94105
Evp - Client Solutions No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-06 74,000 $17.38 184,838 No 4 M Direct
Common Stock Disposition 2015-03-06 74,000 $31.39 110,838 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2015-03-06 74,000 $0.00 74,000 $17.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
73,591 2010-11-02 2019-11-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,361 Indirect by 401(k)
Common Stock 5,297 Indirect by ESOP
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014.
  2. This transaction was executed in multiple trades at prices ranging from $31.00 to $31.61. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.