Filing Details
- Accession Number:
- 0001002225-15-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 19:23:10
- Reporting Period:
- 2015-03-05
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 19:23:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559426 | Todd Gottula | 600 Townsend Street San Francisco CA 94103 | Evp & Cto, Global Solutn Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-05 | 700 | $17.91 | 53,546 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-05 | 285 | $44.09 | 53,261 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2015-03-05 | 2,043 | $21.67 | 55,304 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-05 | 1,005 | $44.09 | 54,299 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2015-03-05 | 700 | $17.91 | 54,999 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-05 | 285 | $44.09 | 54,714 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2015-03-05 | 1,433 | $17.80 | 56,147 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-05 | 579 | $44.09 | 55,568 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2015-03-05 | 8,750 | $12.10 | 64,318 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-05 | 2,402 | $44.09 | 61,916 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-03-05 | 9,070 | $44.07 | 52,846 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2015-03-05 | 8,750 | $0.00 | 8,750 | $12.10 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-03-05 | 1,433 | $0.00 | 1,433 | $17.80 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-03-05 | 700 | $0.00 | 700 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-03-05 | 700 | $0.00 | 700 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-03-05 | 2,043 | $0.00 | 2,043 | $21.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 61,250 | 2013-11-14 | 2022-11-14 | No | 4 | M | Direct |
| 7,169 | 2013-05-14 | 2022-05-14 | No | 4 | M | Direct |
| 2,333 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 1,633 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 18,394 | 2014-05-14 | 2023-05-14 | No | 4 | M | Direct |
Footnotes
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
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