Filing Details
- Accession Number:
- 0001140361-15-010977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 16:59:34
- Reporting Period:
- 2015-03-06
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 16:59:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231263 | F Douglas Garn | C/O Proofpoint Inc 892 Ross Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-06 | 12,000 | $22.53 | 12,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-06 | 12,000 | $55.69 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2015-03-06 | 12,000 | $0.00 | 12,000 | $22.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,500 | 2023-06-09 | No | 4 | M | Direct |
Footnotes
- The stock option is immediately exercisable in full.
Billionaire Hedge Funds
