Filing Details

Accession Number:
0001054374-15-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-03 18:07:26
Reporting Period:
2015-02-27
Filing Date:
2015-03-03
Accepted Time:
2015-03-03 18:07:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1463220 Y. Neil Kim 5300 California Avenue
Irvine CA 92617
Evp, Ops. & Central Eng. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-02-27 30,000 $23.17 328,010 No 4 M Direct
Class A Common Stock Acquisiton 2015-02-27 5,000 $27.74 333,010 No 4 M Direct
Class A Common Stock Acquisiton 2015-02-27 10,000 $41.15 343,010 No 4 M Direct
Class A Common Stock Acquisiton 2015-02-27 10,000 $32.93 353,010 No 4 M Direct
Class A Common Stock Disposition 2015-02-27 55,000 $45.63 298,010 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee stock option (right to buy) Disposition 2015-02-27 30,000 $0.00 30,000 $23.17
Class A Common Stock Employee stock option (right to buy) Disposition 2015-02-27 5,000 $0.00 5,000 $27.74
Class A Common Stock Employee stock option (right to buy) Disposition 2015-02-27 10,000 $0.00 10,000 $41.15
Class A Common Stock Employee stock option (right to buy) Disposition 2015-02-27 10,000 $0.00 10,000 $32.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2019-04-27 No 4 M Direct
20,500 2018-04-23 No 4 M Direct
20,000 2016-05-04 No 4 M Direct
10,000 2017-05-02 No 4 M Direct
Footnotes
  1. Such transaction was executed in multiple trades at prices ranging from $45.40 to $45.715. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes (i) 29,614 shares that are held as Class A common stock and (ii) 268,396 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
  3. All shares subject to such option are fully vested and immediately exercisable.