Filing Details
- Accession Number:
- 0001181431-15-003826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-03 17:56:26
- Reporting Period:
- 2015-02-27
- Filing Date:
- 2015-03-03
- Accepted Time:
- 2015-03-03 17:56:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628956 | A Michael Sgro | 1025 Laurel Oak Road Vorhees NJ 08043 | Svp,General Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-27 | 1,391 | $34.12 | 4,397 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-27 | 1,391 | $53.96 | 3,006 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-27 | 742 | $39.45 | 3,748 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-27 | 742 | $53.96 | 3,006 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-27 | 584 | $44.06 | 3,590 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-27 | 584 | $53.96 | 3,006 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-27 | 609 | $53.97 | 2,397 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-02-27 | 1,391 | $0.00 | 1,391 | $34.12 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-02-27 | 742 | $0.00 | 742 | $39.45 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-02-27 | 584 | $0.00 | 584 | $44.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-12-31 | No | 4 | M | Direct | |
| 742 | 2019-12-31 | No | 4 | M | Direct | |
| 1,938 | 2020-12-31 | No | 4 | M | Direct |
Footnotes
- The option award granted on February 23, 2012, representing a right to purchase 4,171 shares, vested in three equal installments on January 1, 2013, 2014 and 2015.
- 2,780 shares of this option award were previously exercised and reported.
- The option award granted on February 21, 2013, representing a right to purchase 2,225 shares, vests in three equal installments on January 1, 2014, 2015 and 2016.
- 741 shares of this option award were previously exercised and reported.
- The option award granted on February 20, 2014, representing a right to purchase 2,522 shares, vests in three equal installments on January 1, 2015, 2016 and 2017.
- Includes 11 shares purchased under the American Water Works Company, Inc.'s Nonqualified Employee Stock Purchase Plan.
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