Filing Details
- Accession Number:
- 0001209191-15-021508
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-03 17:23:45
- Reporting Period:
- 2015-02-27
- Filing Date:
- 2015-03-03
- Accepted Time:
- 2015-03-03 17:23:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056239 | L 3 Communications Holdings Inc | LLL | Radio & Tv Broadcasting & Communications Equipment (3663) | 133937434 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554996 | Leslie Rose | C/O L-3 Communications Corporation 600 Third Avenue New York NY 10016 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-27 | 6,262 | $95.42 | 20,384 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-27 | 6,262 | $129.74 | 14,122 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-02 | 8,614 | $92.31 | 22,736 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-02 | 8,614 | $131.00 | 14,122 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-02 | 4,992 | $70.53 | 19,114 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-02 | 4,992 | $130.91 | 14,122 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-02 | 6,812 | $67.49 | 20,934 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-02 | 6,812 | $130.69 | 14,122 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 8/1/2007 Employee Stock Option (Right to Buy) | Disposition | 2015-02-27 | 6,262 | $0.00 | 6,262 | $95.42 |
| Common Stock | 7/29/2008 Employee Stock Option (Right to Buy) | Disposition | 2015-03-02 | 8,614 | $0.00 | 8,614 | $92.31 |
| Common Stock | 7/28/2009 Employee Stock Option (Right to Buy) | Disposition | 2015-03-02 | 4,992 | $0.00 | 4,992 | $70.53 |
| Common Stock | 2/22/2012 Employee Stock Option (Right to Buy) | Disposition | 2015-03-02 | 6,812 | $0.00 | 6,812 | $67.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-08-01 | No | 4 | M | Direct | |
| 0 | 2018-07-29 | No | 4 | M | Direct | |
| 0 | 2019-07-28 | No | 4 | M | Direct | |
| 0 | 2022-02-22 | No | 4 | M | Direct |
Footnotes
- Does not include shares issuable upon the exercise of options.
- Represents weighted average sale price for price increments ranging from $129.59 to $130.04. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $130.88 to $130.96. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $130.60 to $130.91. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
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