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Home > Insider Trading > Filing (0001127602-15-009600)

Filing Details

Accession Number:
0001127602-15-009600
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-03 16:43:52
Reporting Period:
2015-03-02
Filing Date:
2015-03-03
Accepted Time:
2015-03-03 16:43:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1420599 L. Thomas Kassouf Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143		 Sr Vp & Pres - Tools No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-02 6,480 $50.22 33,959 No 4 M Direct
Common Stock Acquisiton 2015-03-02 6,000 $54.50 39,959 No 4 M Direct
Common Stock Disposition 2015-03-02 12,480 $148.05 27,479 No 4 S Direct
Common Stock Disposition 2015-03-02 6,280 $0.00 21,199 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-03-02 6,480 $0.00 6,480 $50.22
Common Stock Stock Option (Right to Buy) Disposition 2015-03-02 6,000 $0.00 6,000 $54.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-15 2017-02-15 No 4 M Direct
0 2010-04-30 2017-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,403 Indirect By 401(k)
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $51.75 2011-02-13 2018-02-13 20,000 20,000 Direct
Common Stock Stock Option (Right to Buy) $58.94 2014-02-09 2021-02-09 28,000 28,000 Direct
Common Stock Stock Option (Right to Buy) $60.00 2015-02-08 2022-02-08 33,000 33,000 Direct
Common Stock Stock Option (Right to Buy) $79.04 2014-02-13 2023-02-13 35,000 35,000 Direct
Common Stock Stock Option (Right to Buy) $109.43 2015-02-13 2024-02-13 36,000 36,000 Direct
Common Stock Stock Option (Right to Buy) $144.69 2016-02-12 2025-02-12 37,000 37,000 Direct
Common Stock Restricted Stock Units $0.00 6,052 6,052 Direct
Common Stock Restricted Stock Units $0.00 5,693 5,693 Direct
Common Stock Restricted Stock Units $0.00 3,452 3,452 Direct
Common Stock Performance Units $0.00 5,588 5,588 Direct
Common Stock Performance Units $0.00 4,271 4,271 Direct
Common Stock Performance Units $0.00 3,452 3,452 Direct
Common Stock Deferred Stock Units $0.00 1,952 1,952 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-13 20,000 20,000 Direct
2021-02-09 28,000 28,000 Direct
2022-02-08 33,000 33,000 Direct
2023-02-13 35,000 35,000 Direct
2024-02-13 36,000 36,000 Direct
2025-02-12 37,000 37,000 Direct
6,052 6,052 Direct
5,693 5,693 Direct
3,452 3,452 Direct
5,588 5,588 Direct
4,271 4,271 Direct
3,452 3,452 Direct
1,952 1,952 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $147.70 to $148.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  2. Bona fide gifts.
  3. Exercise of Rule 16b-3 stock option.
  4. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  5. 1 for 1.
  6. The restricted stock units were earned based on Company performance during fiscal 2013. Assuming continued employment through the end of fiscal 2015, the units will then vest in one installment and the shares will be issued shortly thereafter.
  7. The restricted stock units were earned based on Company performance during fiscal 2014. Assuming continued employment through the end of fiscal 2016, the units will then vest in one installment and the shares will be issued shortly thereafter.
  8. The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2015. Assuming continued employment through the end of fiscal 2017, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  9. If the Company achieves certain goals over the 2013-2015 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  10. If the Company achieves certain goals over the 2014-2016 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  11. If the Company achieves certain goals over the 2015-2017 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  12. Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.