Filing Details

Accession Number:
0001127602-15-008716
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-26 20:39:00
Reporting Period:
2015-02-24
Filing Date:
2015-02-26
Accepted Time:
2015-02-26 20:39:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5513 Unum Group UNM Accident & Health Insurance (6321) 621598430
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182971 R Thomas Watjen 1 Fountain Square
Chattanooga TN 37402
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-24 44,014 $0.00 427,641 No 4 A Direct
Common Stock Acquisiton 2015-02-25 14,796 $0.00 442,437 No 4 M Direct
Common Stock Disposition 2015-02-25 14,796 $34.08 427,641 No 4 D Direct
Common Stock Disposition 2015-02-25 5,860 $33.88 421,781 No 4 F Direct
Common Stock Disposition 2015-02-25 37,767 $33.87 384,014 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2015-02-24 44,014 $0.00 44,014 $0.00
Common Stock Restricted Stock Units Disposition 2015-02-25 14,796 $0.00 14,796 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,014 No 4 A Direct
29,597 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,619 Indirect By 401(k) Plan
Footnotes
  1. All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 24, 2016.
  2. Includes 108,154 stock-settled RSUs and 319,487 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  3. Includes 122,950 stock-settled RSUs and 319,487 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  4. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 14,795.719 stock-settled RSUs.
  5. Includes 93,358 stock-settled RSUs and 328,423 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  6. These sale transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2014.
  7. Reflects the weighted average price for multiple sale transactions ranging in price from $33.78 per share to $34.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  8. Includes 93,358 stock-settled RSUs and 290,656 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  9. The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.
  10. The 2015 cash-settled RSUs vest in three equal annual installments beginning on February 24, 2016. Vested units are to be settled within 30 days after the vesting date.
  11. Represents the portion of the cash-settled RSUs granted on February 25, 2014 (the "2014 cash-settled RSUs") that vested on February 25, 2015, including a total of 275.719 dividend equivalent rights accrued thereon.
  12. The 2014 cash-settled RSUs vest in three equal annual installments beginning on February 25, 2015. Vested units are to be settled within 30 days after the vesting date.
  13. Beneficial ownership amount accounts for the exempt acquisitions of a total of 830.251 dividend equivalent rights on the 2014 cash-settled RSUs pursuant to the reinvestment of dividends after February 25, 2014. The rights accrued when and as dividends were paid on shares underlying the 2014 cash-settled RSUs and became vested proportionately with and subject to settlement upon the same terms as the 2014 cash-settled RSUs to which they related. Each dividend equivalent right is the economic equivalent of one share of common stock of the issuer.