Filing Details

Accession Number:
0001209191-15-019159
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-26 17:17:05
Reporting Period:
2015-02-24
Filing Date:
2015-02-26
Accepted Time:
2015-02-26 17:17:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1022652 Novatel Wireless Inc MIFI Communications Equipment, Nec (3669) 860824673
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1006837 Hc2 Holdings, Inc. 460 Herndon Parkway, Suite 150
Herndon VA 20170
No No Yes No
1619368 Hc2 Holdings 2, Inc. 460 Herndon Parkway, Suite 150
Herndon VA 20170
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-24 586,095 $0.00 7,649,199 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to Purchase Common Stock (right to buy) Disposition 2015-02-24 293,047 $0.00 293,047 $2.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,824,600 2015-03-08 2019-09-08 No 4 S Direct
Footnotes
  1. HC2 Holdings 2, Inc. ("HC2 Holdings") sold 586,095 shares of Novatel Wireless, Inc. common stock ("Common Stock") and warrants to purchase 293,047 shares of Common Stock in a privately negotiated transaction for a total purchase price of $1,025,666.17.
  2. The securities of the Issuer reported herein are held directly by HC2 Holdings. HC2 Holdings is a wholly owned subsidiary of HC2 Holdings, Inc. ("HC2"). HC2 disclaims beneficial ownership of the shares held directly by HC2 Holdings except to the extent it has actual voting or investment control of such shares.