Filing Details

Accession Number:
0001209191-15-018838
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-25 20:36:53
Reporting Period:
2015-02-23
Filing Date:
2015-02-25
Accepted Time:
2015-02-25 20:36:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1281895 Inotek Pharmaceuticals Corp ITEK Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1287224 Pitango Venture Capital Fund Iv, L.p. 11 Hamenofim St. Bldg. B
Herzliya L3 46725
No No Yes No
1601182 Pitango Venture Capital Principals Fund Iv, L.p. 11 Hamenofim St. Bldg. B
Herzliya L3 46725
No No Yes No
1632825 Ltd. Holdings Capital G.c. Pitango 11 Hamenofim St. Bldg. B
Herzliya L3 46725
No No Yes No
1632827 Pitango V.c. Fund Iv, L.p. 11 Hamenofim St. Bldg. B
Herzliya L3 46725
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-23 847,424 $0.00 1,042,066 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2015-02-23 38,143 $0.00 1,080,209 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2015-02-23 212,375 $6.00 1,292,584 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnotes
No 4 C Indirect See Footnotes
No 4 P Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series AA Convertible Preferred Stock Disposition 2015-02-23 2,676,348 $0.00 847,424 $0.00
Common Stock Convertible Promissory Notes Disposition 2015-02-23 225,747 $0.00 38,143 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Consists of the following shares of Common Stock issued upon conversion of shares of Series AA Convertible Preferred Stock ("Series AA") and accrued and unpaid dividends thereon, on a 4.05783-for-1 basis, upon the closing of the Issuer's initial public offering: (i) 829,520 shares held directly by Pitango Venture Capital Fund IV L.P. ("Pitango Fund IV"), and (ii) 17,904 shares held directly by Pitango Venture Capital Fund Principals IV L.P. ("Pitango Principals IV"). The shares of Series AA had no expiration date.
  2. Pitango V.C. Fund IV, L.P. is the General Partner of Pitango Fund IV and Pitango Principals IV, with its own General Partner being Pitango G.P. Capital Holdings Ltd., an Israeli company, owned indirectly by six individuals. These six individuals share voting and dispositive power of the Isuer's shares but none has sole voting or dispositive power of the Issuer's shares.
  3. The outstanding principal amount and all accrued and unpaid interest under the Convertible Promissory Notes were automatically converted upon the closing of the Issuer's initial public offering into shares of Common Stock at the initial public offering price of $6.00 per share. The Convertible Promissory Notes had no expiration date. The number of shares of Common Stock as shown in column 4 of Table I consists of the following: (i) 37,337 shares held directly by Pitango Fund IV, and (ii) 806 shares held directly by Pitango Principals IV.
  4. Consists of the following shares purchased at the Issuer's initial public offering: (i) 207,886 shares held directly by Pitango Fund IV, and (ii) 4,489 shares held directly by Pitango Principals IV.