Filing Details
- Accession Number:
- 0001209191-15-018812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-25 19:55:48
- Reporting Period:
- 2015-02-11
- Filing Date:
- 2015-02-25
- Accepted Time:
- 2015-02-25 19:55:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
813672 | Cadence Design Systems Inc | CDNS | Services-Prepackaged Software (7372) | 770148231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008463 | Bu Lip Tan | 2655 Seely Avenue, Bldg. 5 San Jose CA 95134 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-11 | 27,409 | $0.00 | 261,811 | No | 5 | Z | Direct | |
Common Stock | Acquisiton | 2015-02-11 | 27,409 | $0.00 | 827,501 | No | 5 | Z | Indirect | By Trust 2 |
Common Stock | Disposition | 2015-02-20 | 11,813 | $0.00 | 249,998 | No | 5 | Z | Direct | |
Common Stock | Acquisiton | 2015-02-20 | 11,813 | $0.00 | 839,314 | No | 5 | Z | Indirect | By Trust 2 |
Common Stock | Acquisiton | 2015-02-23 | 25,000 | $14.59 | 274,998 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-23 | 50,000 | $2.61 | 324,998 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-23 | 370,589 | $4.12 | 695,587 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-23 | 250,000 | $4.20 | 945,587 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-23 | 695,589 | $18.43 | 249,998 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-02-24 | 79,411 | $4.12 | 329,409 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-24 | 41,000 | $2.61 | 370,409 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-24 | 120,411 | $18.62 | 249,998 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-02-25 | 9,000 | $2.61 | 258,998 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-25 | 70,174 | $4.12 | 329,172 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-25 | 79,174 | $18.67 | 249,998 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | Z | Direct | |
No | 5 | Z | Indirect | By Trust 2 |
No | 5 | Z | Direct | |
No | 5 | Z | Indirect | By Trust 2 |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-02-23 | 25,000 | $0.00 | 25,000 | $14.59 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-02-23 | 50,000 | $0.00 | 50,000 | $2.61 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-02-23 | 370,589 | $0.00 | 370,589 | $4.12 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-02-23 | 250,000 | $0.00 | 250,000 | $4.20 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-02-24 | 79,411 | $0.00 | 79,411 | $4.12 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-02-24 | 41,000 | $0.00 | 41,000 | $2.61 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-02-25 | 9,000 | $0.00 | 9,000 | $2.61 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-02-25 | 70,174 | $0.00 | 70,174 | $4.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-03-31 | 2015-04-01 | No | 4 | M | Direct |
50,000 | 2009-01-08 | 2015-12-15 | No | 4 | M | Direct |
529,411 | 2010-01-08 | 2016-01-08 | No | 4 | M | Direct |
465,000 | 2009-03-05 | 2016-02-05 | No | 4 | M | Direct |
450,000 | 2010-01-08 | 2016-01-08 | No | 4 | M | Direct |
9,000 | 2009-01-08 | 2015-12-15 | No | 4 | M | Direct |
0 | 2009-01-08 | 2015-12-15 | No | 4 | M | Direct |
379,826 | 2010-01-08 | 2016-01-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 31,400 | Indirect | Held By IRA |
Common Stock | 51,000 | Indirect | Held by Child 1 |
Common Stock | 15,000 | Indirect | By Trust 1 |
Common Stock | 7,000 | Indirect | By Trust 3 |
Footnotes
- Shares held by IRA FBO Lip-Bu Tan DB Securities Inc. Custodian Rollover Account DTD 5/19/1997.
- Shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- Shares held by L Tan & N Lee & W Lee Trustees, Pacvan Walden Inc.
- Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
- Shares held by the Lip-Bu and Ysa Loo Trust date 2/3/1992.
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.