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Filing Details

Accession Number:: 0000049071-15-000031
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-02-25 18:33:46
Reporting Period:: 2015-02-23

Filing Date:: 2015-02-25
Accepted Time:: 2015-02-25 18:33:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1103605	S Heidi Margulis	Humana Inc. 500 West Main Street Louisville KY 40202	Senior V.p. - Public Affairs	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Humana Common	Acquisiton	2015-02-23	2,820	$0.17	11,550	No	4	M	Direct
Humana Common	Disposition	2015-02-23	911	$161.03	10,639	No	4	F	Direct
Humana Common	Acquisiton	2015-02-24	2,744	$72.84	13,383	No	4	M	Direct
Humana Common	Disposition	2015-02-24	1,214	$164.65	12,169	No	4	F	Direct
Humana Common	Disposition	2015-02-24	150	$0.00	12,019	No	4	G	Direct
Humana Common	Disposition	2015-02-24	3,665	$164.44	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	G	Direct
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2015-02-23	2,744	$72.84	2,744	$72.84
Humana Common	Options	Acquisiton	2015-02-24	14,913	$0.00	14,913	$164.65
Humana Common	Restricted Stock Units	Disposition	2015-02-23	2,820	$0.17	2,820	$0.00
Humana Common	Phantom Stock Units	Disposition	2015-02-24	6	$164.44	6	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,936	2020-02-20	No	4	M	Direct
14,913	2022-02-24	No	4	A	Direct
0		No	4	M	Direct
0		No	4	S	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$102.16	2021-02-18	7,264	7,264	Direct
Humana Common	Restricted Stock Units	$0.00		1,544	1,544	Direct
Humana Common	Restricted Stock Units	$0.00		1,591	1,591	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-02-18	7,264	7,264	Direct
	1,544	1,544	Direct
	1,591	1,591	Direct

Footnotes

Shares held for the benefit of reporting person as of February 23, 2015 under the Humana Retirement & Savings Plan. The transaction reported is an Intra-Plan transfer out of Company stock fund.
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Restricted stock units granted to reporting person on 2/20/13, 100% of the award is vesting on 2/20/16.
Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17.
Phantom Stock Units held for the benefit of reporting person as of February 23, 2015 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The transaction reported is an Intra-Plan transfer out of Company stock fund.