Filing Details

Accession Number:
0001209191-15-016520
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-20 12:47:21
Reporting Period:
2015-02-18
Filing Date:
2015-02-20
Accepted Time:
2015-02-20 12:47:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1183765 Threshold Pharmaceuticals Inc THLD Pharmaceutical Preparations (2834) 943409596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190474 E Wilfred Jaeger 3200 Alpine Rd
C/O Three Arch Partners
Portola Valley CA 94028
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-18 25,000 $3.75 80,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (Right to Buy) Acquisiton 2015-02-18 25,000 $0.00 25,000 $10.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2015-08-18 2020-02-18 No 4 P Direct
Footnotes
  1. The reported securities were purchased by the Reporting Person in combination. The purchase price for the shares of common stock and accompanying warrants to purchase common stock was $3.745 for each share of common stock and an accompanying warrant to purchase one share of common stock.
  2. The exercise price of the warrants is initially $10.86 per share and is subject to certain adjustments as provided in the warrants, provided that in no event will the exercise price per share exceed $10.86 or be below $3.62.