Filing Details

Accession Number:
0001225208-15-004515
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-18 17:04:05
Reporting Period:
2015-02-13
Filing Date:
2015-02-18
Accepted Time:
2015-02-18 17:04:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
36104 Us Bancorp USB National Commercial Banks (6021) 410255900
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185480 K Richard Davis 800 Nicollet Mall
Minneapolis MN 55402
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2015-02-13 548,297 $30.00 947,584 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2015-02-13 548,297 $45.09 399,287 No 4 S Direct
Common Stock, $0.01 Par Value Acquisiton 2015-02-14 42,629 $0.00 441,916 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2015-02-15 33,897 $0.00 475,813 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2015-02-16 73,345 $0.00 549,158 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2015-02-16 33,680 $0.00 582,838 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2015-02-17 85,907 $44.89 496,931 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Employee Stock Option (Right to Buy) Disposition 2015-02-13 548,297 $0.00 548,297 $30.00
Common Stock, $0.01 Par Value Restricted Stock Units Disposition 2015-02-14 42,629 $0.00 42,629 $0.00
Common Stock, $0.01 Par Value Restricted Stock Units Disposition 2015-02-15 33,897 $0.00 33,897 $0.00
Common Stock, $0.01 Par Value Restricted Stock Units Disposition 2015-02-16 33,680 $0.00 33,680 $0.00
Common Stock, $0.01 Par Value Restricted Stock Units Disposition 2015-02-16 73,345 $0.00 73,345 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-01-17 No 4 M Direct
85,259 2014-02-14 No 4 M Direct
33,898 2013-02-15 No 4 M Direct
0 2012-02-16 No 4 M Direct
0 2013-02-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 17,116 Indirect By 401(k) plan
Common Stock, $0.01 Par Value 195,504 Indirect By Spouse's Trust
Footnotes
  1. Includes amounts acquired pursuant to dividend reinvestment.
  2. Based on a plan report dated February 11, 2015, the most recent plan report available.
  3. The option vested in four equal annual installments beginning on January 17, 2007.
  4. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
  5. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
  6. Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with the remaining vesting occurring in 25% increments on the fourth and fifth anniversaries of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person.