Filing Details
- Accession Number:
- 0001614094-15-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-18 16:26:18
- Reporting Period:
- 2015-02-15
- Filing Date:
- 2015-02-18
- Accepted Time:
- 2015-02-18 16:26:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1536584 | R Nicholas Noviello | 495 East Java Drive Sunnyvale CA 94089 | Evp Finance & Operations, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-15 | 3,125 | $0.00 | 24,809 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-15 | 1,235 | $38.22 | 23,574 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-02-17 | 1,890 | $38.06 | 21,684 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2015-02-15 | 3,125 | $0.00 | 3,125 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,275 | 2015-02-15 | 2021-05-14 | No | 4 | M | Direct |
Footnotes
- Includes 247 shares of the Issuer's common stock acquired on November 28, 2014 under the NetApp, Inc. Employee Stock Purchase Plan.
- The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
Billionaire Hedge Funds
