Filing Details

Accession Number:
0001209191-15-015246
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-18 16:05:55
Reporting Period:
2015-02-15
Filing Date:
2015-02-18
Accepted Time:
2015-02-18 16:05:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851310 Harmonic Inc HLIT Radio & Tv Broadcasting & Communications Equipment (3663) 770201147
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221168 Patrick Gallagher 4300 North First Street
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-15 16,949 $0.00 109,717 No 4 M Direct
Common Stock Disposition 2015-02-17 9,717 $7.88 100,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2015-02-15 16,949 $0.00 16,949 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-02-15 2015-02-15 No 4 M Direct
Footnotes
  1. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2015. These restricted stock units were initially granted to the recipient on 3/14/2014, and were identified on a Form 4 filed 3/18/2014.
  2. Per 10b5-1 Plan dated November 25, 2014.