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Filing Details

Accession Number:
0001140361-11-004760
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-28 17:42:07
Reporting Period:
2011-01-26
Filing Date:
2011-01-28
Filing Date Changed:
2011-01-28
Accepted Time:
2011-01-28 17:42:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409375 Orion Energy Systems, Inc. OESX Electric Lighting & Wiring Equipment (3640) 391847269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1440459 R Scott Jensen 2210 Woodland Drive
Manitowoc WI 54220
Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-26 1,000 $2.25 13,000 No 4 M Direct
Common Stock Disposition 2011-01-26 1,000 $4.75 12,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2011-01-26 1,000 $0.00 1,000 $2.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,000 2014-08-30 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $2.20 2017-03-01 25,000 25,000 Direct
Common Stock Stock Options (right to buy) $5.35 2018-08-08 16,502 16,502 Direct
Common Stock Stock Options (right to buy) $3.78 2019-05-19 11,759 11,759 Direct
Common Stock Stock Options (right to buy) $5.44 2020-02-05 100,000 100,000 Direct
Common Stock Stock Options (right to buy) $3.46 2020-05-18 10,329 10,329 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-03-01 25,000 25,000 Direct
2018-08-08 16,502 16,502 Direct
2019-05-19 11,759 11,759 Direct
2020-02-05 100,000 100,000 Direct
2020-05-18 10,329 10,329 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2010.
  2. Grant to reporting person of option to buy shares under the 2003 Stock Option Plan. This option, granted August 30, 2004, vests as to 4,000 shares on each of March 31, 2008 and 2009, respectively.
  3. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted March 1, 2007, vests and becomes exercisable in 20% increments on March 1, 2008, 2009, 2010, 2011 and 2012, respectively.
  4. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
  5. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
  6. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 5, 2010, vests and becomes exercisable in 20% increments on February 5, 2011, 2012, 2013, 2014 and 2015, respectively.
  7. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
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