Companies 0 See All
Hedge Funds 0 See All
Insiders 0 See All
Institutional Investors 0 See All
Click here to see all results for
Home > Insider Trading > Filing (0001225208-15-004251)

Filing Details

Accession Number:
0001225208-15-004251
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-17 16:31:15
Reporting Period:
2015-02-12
Filing Date:
2015-02-17
Accepted Time:
2015-02-17 16:31:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF National Commercial Banks (6021) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567914 S. Kevin Borgmann 1680 Capital One Drive
Mclean VA 22102		 Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-12 2,060 $78.71 41,932 No 4 M Direct
Common Stock Disposition 2015-02-12 2,060 $78.72 39,872 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2015-02-12 2,060 $0.00 2,060 $78.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-03-14 No 4 M Direct
Footnotes
  1. This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. This option became exercisable in 1/3 increments beginning on March 15, 2006 and annually thereafter.