Filing Details

Accession Number:
0000921895-15-000145
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-30 20:22:21
Reporting Period:
2015-01-28
Filing Date:
2015-01-30
Accepted Time:
2015-01-30 20:22:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18172 Castle A M & Co CAS Wholesale-Metals Service Centers & Offices (5051) 360879160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205885 C William Martin C/O Raging Capital Management, Llc
Ten Princeton Avenue, Po Box 228
Rocky Hill NJ 08553
No No Yes No
1232602 H Kenneth Traub 90 Nassau Street
Suite 500
Princeton NJ 08542
No No No Yes
1444376 Raging Capital Management, Llc Ten Princeton Avenue
Po Box 228
Rocky Hill NJ 08553-0228
No No Yes No
1566641 Raging Capital Master Fund, Ltd. C/O Ogier Fiduciary Services (Cayman)
89 Nexus Way
Camana Bay, Grand Cayman E9 KY 1-9007
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2015-01-28 17,694 $6.05 3,789,950 No 4 P Indirect By Raging Capital Master Fund, Ltd.
Common Stock, $0.01 Par Value Acquisiton 2015-01-29 54,733 $6.00 3,844,683 No 4 P Indirect By Raging Capital Master Fund, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Raging Capital Master Fund, Ltd.
No 4 P Indirect By Raging Capital Master Fund, Ltd.
Footnotes
  1. This Form 4 is filed jointly by Raging Capital Master Fund, Ltd. ("Raging Master"), Raging Capital Management, LLC ("Raging Capital"), William C. Martin and Kenneth H. Traub (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of CommonStock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
  2. Represents securities owned directly by Raging Master. As the Investment Manager of Raging Master, Raging Capital may be deemed to beneficially own the securities owned directly by Raging Master. As the Managing Member of Raging Capital, Mr. Martin may be deemed to beneficially own the securities owned directly by Raging Master.
  3. On January 22, 2015, Raging Capital entered into an oral understanding with Kenneth H. Traub pursuant to which it agreed to pay him 30% of the Incentive Allocation, attributable solely to the performance of Raging Master's investment in shares of Common Stock of the Company, that is earned by Raging Capital at the end of any given year if Mr. Traub is elected or appointed to the Board of Directors of the Company. Accordingly, Mr. Traub may be deemed to have a pecuniary interest in these shares of Common Stock.