Filing Details
- Accession Number:
- 0000098246-15-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-30 15:09:54
- Reporting Period:
- 2015-01-28
- Filing Date:
- 2015-01-30
- Accepted Time:
- 2015-01-30 15:09:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1016748 | K. Charles Marquis | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Disposition | 2014-05-16 | 979 | $0.00 | 48,780 | No | 5 | G | Direct | |
| Common Stock $.01 Par | Disposition | 2014-12-03 | 500 | $0.00 | 28,682 | No | 5 | G | Indirect | By Revocable Trust |
| Common Stock $.01 Par | Acquisiton | 2015-01-28 | 10,000 | $39.64 | 58,780 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2015-01-28 | 10,000 | $90.58 | 48,780 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Revocable Trust |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Non-Qualified Stock Option (Right to Buy) | Disposition | 2015-01-28 | 10,000 | $0.00 | 10,000 | $39.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-01-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $.01 Par | 56,000 | Indirect | By Irrevocable Trust |
Footnotes
- Shares transferred to the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
- Shares were transferred to a 501(c)(3) entity.
- 979 shares were transferred on 5/16/14 from directly owned shares to the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03. On 12/3/14 the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03 transferred 500 shares to a 501(c)(3) entity.
- Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
- 780 shares in the total is an unvested restricted stock grant.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $90.2530 to $90.8200 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Irrevocable Trust titled "Marquis 2012 Children's Trust." Reporting person is the sole trustee of the trust. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by the Marquis 2012 Children's Trust.
- Options granted pursuant to the Tiffany & Co. 1998 Director Option Plan, which complies with Rule 16b-3, on January 19, 2006. The option vested in two equal annual installments on January 19, 2007 and 2008.
- Total grant 10,000 shares. 0 shares previously exercised.
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