Filing Details

Accession Number:
0001127602-15-003069
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-28 16:53:27
Reporting Period:
2015-01-26
Filing Date:
2015-01-28
Accepted Time:
2015-01-28 16:53:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
16099 Lubys Inc LUB Retail-Eating Places (5812) 741335253
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1130636 James Christopher Pappas 13111 Northwest Freeway
Suite 600
Houston TX 77040
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-26 3,500 $4.46 3,472,943 No 4 P Direct
Common Stock Acquisiton 2015-01-26 800 $4.53 3,473,743 No 4 P Direct
Common Stock Acquisiton 2015-01-26 654 $4.57 3,474,397 No 4 P Direct
Common Stock Acquisiton 2015-01-27 100 $4.74 3,474,497 No 4 P Direct
Common Stock Acquisiton 2015-01-27 14,805 $4.75 3,489,302 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,067,197 Indirect By Pappas Restaurants Inc.
Footnotes
  1. The reporting person purchased $5,000,000 in aggregate principal amount of convertible subordinated promissory notes in 2001 for the face amount of such notes. The reporting person converted $5,000,000 in aggregate principal amount of convertible subordinated promissory notes on August 31, 2005, at a conversion price of $3.10 per share, resulting in his acquisition of 1,612,903 shares of common stock. No cash consideration was paid or received by the reporting person as a result of such conversion.