Filing Details
- Accession Number:
- 0001140361-15-002793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-26 18:29:45
- Reporting Period:
- 2015-01-22
- Filing Date:
- 2015-01-26
- Accepted Time:
- 2015-01-26 18:29:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366925 | Ben Franklin Financial Inc. | BFFI | Savings Institution, Federally Chartered (6035) | 205838969 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1376014 | V Bernadine Dziedzic | 830 East Kensington Road Arlington Heights IL 60004 | Corporate Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-22 | 4,452 | $0.00 | 4,452 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2015-01-22 | 200 | $10.00 | 4,652 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-01-22 | 652 | $0.00 | 652 | No | 4 | J | Indirect | By ESOP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | P | Direct | |
| No | 4 | J | Indirect | By ESOP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2015-01-22 | 2,244 | $0.00 | 2,244 | $26.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,244 | 2009-04-17 | 2018-04-17 | No | 4 | J | Direct |
Footnotes
- Pursuant to the Plan of Conversion and Reorganization of Ben Franklin Financial, MHC, each share of common stock of Ben Franklin Financial, Inc. (Federal corporation) was exchanged for 0.3562 shares of common stock of Ben Franklin Financial, Inc. (Maryland corporation).
- Pursuant to the Plan of Conversion and Reorganization of Ben Franklin Financial, MHC, each option to purchase shares of common stock of Ben Franklin Financial, Inc. (Federal corporation) was converted into an option to purchase shares of common stock of Ben Franklin Financial, Inc. (Maryland corporation) by multiplying the number of shares subject to each option by the 0.3562 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 0.3562 exchange ratio. All such options continue to vest based on their original terms.
- Stock options vest at a rate of 20% per year commencing on April 17, 2009.
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