Filing Details

Accession Number:
0001015328-15-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-26 16:39:16
Reporting Period:
2015-01-22
Filing Date:
2015-01-26
Accepted Time:
2015-01-26 16:39:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015328 Wintrust Financial Corp WTFC State Commercial Banks (6022) 363873352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244276 A David Dykstra 9700 West Higgins Road, 8Th Floor
Rosemont IL 60018
Senior Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-22 2,833 $0.00 172,692 No 4 A Direct
Common Stock Acquisiton 2015-01-22 4,000 $0.00 176,692 No 4 A Direct
Common Stock Acquisiton 2015-01-22 8,000 $33.06 184,692 No 4 M Direct
Common Stock Disposition 2015-01-22 8,000 $44.42 176,692 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Opion (right to buy) Acquisiton 2015-01-22 14,711 $0.00 14,711 $44.11
Common Stock Non-Qualified Stock Opion (right to buy) Acquisiton 2015-01-22 19,000 $0.00 19,000 $44.11
Common Stock Non-Qualified Stock Opion (right to buy) Disposition 2015-01-22 8,000 $0.00 8,000 $33.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,711 2022-01-22 No 4 A Direct
33,711 2022-01-22 No 4 A Direct
0 2015-01-24 No 4 M Direct
Footnotes
  1. Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.
  2. Restricted Stock Units awarded under the Company's 2007 Stock Incentive Plan. Vests at a rate of one-third on each of the first three anniversaries of the date of grant.
  3. The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $44.31 to $44.49, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
  4. Option shares granted in conjunction with award under the Company's Long Term Incentive Program. Option shares vest at a rate of one-third on each of the first three anniversaries of the date of grant.
  5. Option shares granted under the Company's 2007 Stock Incentive Plan. Options vest at a rate of one-third on each of the first three anniversaries of the date of the grant.
  6. Option shares granted in conjunction with award under the Company's Stock Incentive Plan. Award shares vested at a rate of one-fifth each of the first five anniversaries of the date of grant.