Filing Details

Accession Number:
0001181077-15-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-26 16:08:40
Reporting Period:
2015-01-22
Filing Date:
2015-01-26
Accepted Time:
2015-01-26 16:08:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
817473 American Capital Ltd ACAS () 521451377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181077 R John Erickson 2 Bethesda Metro Center
14Th Floor
Bethesda MD 20814
Cfo And Pres., Structured Fin. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-22 38,296 $2.71 478,101 No 4 M Direct
Common Stock Acquisiton 2015-01-22 27,296 $3.10 478,101 No 4 M Direct
Common Stock Disposition 2015-01-22 38,296 $14.39 478,101 No 4 S Direct
Common Stock Disposition 2015-01-23 13,648 $14.51 464,453 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2015-01-22 27,296 $0.00 27,296 $3.10
Common Stock Options Disposition 2015-01-22 38,296 $0.00 38,296 $2.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-07-22 2019-07-22 No 4 M Direct
28,830 2010-06-23 2019-06-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,279 Indirect ESOP
Common Stock 242,155 Indirect By Family Trust
Common Stock 97,700 Indirect By Family Trust
Footnotes
  1. Sales made pursuant to a previously established Rule 10b5-1 Plan.
  2. Price reflects weighted average sales price; actual sales prices ranged from $14.27 to $14.52. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
  3. Price reflects weighted average sales price; actual sale prices ranged from $14.47 to $14.61. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.