Filing Details
- Accession Number:
- 0001088825-15-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-01-14 20:38:45
- Reporting Period:
- 2015-01-12
- Filing Date:
- 2015-01-14
- Accepted Time:
- 2015-01-14 20:38:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1264973 | S Thomas Rogers | 2160 Gold Street Alviso CA 95002 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-12 | 37,455 | $6.52 | 1,958,656 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-12 | 37,455 | $10.62 | 1,921,201 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-01-12 | 30,496 | $10.69 | 1,890,705 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-01-12 | 7,203 | $10.69 | 1,883,502 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-01-12 | 50,000 | $6.52 | 1,933,502 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-01-13 | 12,301 | $10.73 | 1,921,201 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-01-12 | 37,455 | $6.52 | 37,455 | $6.52 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-01-12 | 50,000 | $6.52 | 50,000 | $6.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 711,644 | 2005-08-01 | 2015-07-01 | No | 4 | M | Direct |
| 950,000 | 2005-08-01 | 2015-07-01 | No | 4 | M | Direct |
Footnotes
- These shares were sold under a 10b5-1 plan that the reporting person entered into on 12/12/2014 and includes only those stock options and stock appreciation rights with an expiration date of 7/1/2015.
- Weighted Average Sales Price - Actual sale prices range from $10.58 - $10.67. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.
- The cost of the 50,000 shares was $326,000 equal to 30,496 shares of TiVo stock, with a remainder of 19,504 shares of which 7,203 were withheld for taxes and 12,301 sold on 1/13/15.
- These shares have been surrendered to the Company to pay taxes applicable to the exercising of Stock Appreciation Rights.
- Weighted Average Sales Price - Actual sale prices range from $10.69 - $10.76. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.
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