Filing Details

Accession Number:
0000950138-15-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-12 12:03:12
Reporting Period:
2015-01-09
Filing Date:
2015-01-12
Accepted Time:
2015-01-12 12:03:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890491 Barnes & Noble Inc BKS Retail-Miscellaneous Shopping Goods Stores (5940) 061196501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267420 Mark Bottini C/O Barnes &Amp; Noble, Inc.
122 Fifth Avenue
New York NY 10011
V.p. And Director Of Stores No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-09 7,500 $15.78 80,000 No 4 M Direct
Common Stock Disposition 2015-01-09 7,500 $24.59 72,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-01-09 7,500 $0.00 7,500 $15.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2014-11-15 2021-11-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 574 Indirect By 401(k) Plan
Footnotes
  1. The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $24.57 to $24.63, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of December 31, 2014. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.