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Filing Details

Accession Number:: 0001140361-15-001125
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-01-08 16:34:13
Reporting Period:: 2015-01-06

Filing Date:: 2015-01-08
Accepted Time:: 2015-01-08 16:34:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1212458	Proofpoint Inc	PFPT	Services-Computer Processing & Data Preparation (7374)	510414846

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1547393	Eric Hahn	C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089		Yes	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-01-06	12,700	$46.83	372,272	No	4	S	Direct
Common Stock	Disposition	2015-01-06	2,300	$47.90	369,972	No	4	S	Direct
Common Stock	Disposition	2015-01-06	9,000	$46.90	31,000	No	4	S	Indirect	By Trust 1
Common Stock	Disposition	2015-01-06	1,000	$47.96	30,000	No	4	S	Indirect	By Trust 1
Common Stock	Disposition	2015-01-06	8,300	$46.91	31,700	No	4	S	Indirect	By Trust 2
Common Stock	Disposition	2015-01-06	1,700	$47.85	30,000	No	4	S	Indirect	By Trust 2

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	By Trust 1
No	4	S	Indirect	By Trust 1
No	4	S	Indirect	By Trust 2
No	4	S	Indirect	By Trust 2

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	213,718	Indirect	By Family Trust

Footnotes

These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 7, 2014.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $46.42 to $47.275 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $47.64 to $48.12 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $46.37 to $47.36 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Shares directly held by the Evan Matthew Hahn Trust, U/A DTD 3/14/1996, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
Represents the weighted average sales price per share. The shares sold at prices ranging from $47.90 to $48.01 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $46.42 to $47.34 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Shares directly held by the Jeremy Stephen Hahn Trust, U/A DTD 10/20/1999, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
Represents the weighted average sales price per share. The shares sold at prices ranging from $47.74 to $48.15 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Shares directly held by the Hahn Family Trust dated 10/20/1999, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.