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Home > Insider Trading > Filing (0001015780-15-000002)

Filing Details

Accession Number:: 0001015780-15-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-01-06 17:06:17
Reporting Period:: 2015-01-03

Filing Date:: 2015-01-06
Accepted Time:: 2015-01-06 17:06:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015780	E Trade Financial Corp	ETFC	Savings Institution, Federally Chartered (6035)	942844166

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435098	J Matthew Audette	1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302	Evp & Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-01-03	3,420	$24.12	171,283	No	4	F	Direct
Common Stock	Disposition	2015-01-05	1,294	$23.84	169,989	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	F	Direct
No	4	S	Direct

Footnotes

Shares reported were withheld for payment of taxes associated with the vesting of approximately one-fourth of a grant of restricted stock originally made on January 3, 2011.
Sale of common stock pursuant to a Rule 10b5-1 plan entered into on July 25, 2014, primarily for the payment of additional tax liability associated with the vesting of restricted stock on January 3, 2015.