Filing Details

Accession Number:
0001144204-15-000693
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-01-06 08:30:22
Reporting Period:
2015-01-05
Filing Date:
2015-01-06
Accepted Time:
2015-01-06 08:30:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1432196 Pershing Gold Corp. PGLC Gold And Silver Ores (1040) 260657736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373203 C Barry Honig 555 South Federal Highway #450
Boca Raton FL 33432
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-05 1,787,500 $0.28 27,667,314 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series E Preferred Stock Acquisiton 2014-01-05 505 $989.11 1,783,929 $0.28
Common Stock Warrants Acquisiton 2014-01-05 606,000 $0.00 606,000 $0.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,230 2014-01-05 No 4 P Indirect
4,242,000 2014-01-05 2016-08-08 No 4 P Indirect
Footnotes
  1. Held by GRQ Consultants, Inc. 401K Plan. Barry Honig is the trustee of GRQ Consultants, Inc. 401K Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K Plan.
  2. There is no expiration date pursuant to which the Series E Convertible Preferred Stock must be converted.