Filing Details

Accession Number:
0000950103-14-009016
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-23 20:57:52
Reporting Period:
2014-12-21
Filing Date:
2014-12-23
Accepted Time:
2014-12-23 20:57:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1471261 Cobalt International Energy Inc. CIE Crude Petroleum & Natural Gas (1311) 270821169
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477063 Anthony Richard Smith Cobalt Center
920 Memorial City Way, Suite 100
Houston TX 77024
Svp, President Cobalt Angola No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-21 30,915 $0.00 299,243 No 4 D Direct
Common Stock Disposition 2014-12-22 6,760 $8.82 292,483 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,400 Indirect See footnote
Common Stock 3,400 Indirect See footnote
Common Stock 3,400 Indirect See footnote
Footnotes
  1. 30,915 shares represent restricted shares that were scheduled to vest on December 21, 2014, but only if the average of the volume weighted average price of a share of the Issuer's Common Stock during the 90-day period ending on the day before December 21, 2014 equaled or exceeded $13.50. As the share price of the Issuer's Common Stock failed to meet this performance condition, these shares were forfeited
  2. 35,000 of the total number of shares held directly by the reporting person are held jointly with his wife.
  3. These shares were sold pursuant to a Rule 10b5-1 plan.
  4. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $8.67 to $8.99, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any other security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. These shares were purchased on behalf of the reporting person's minor child. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.