Filing Details

Accession Number:
0001215181-14-000040
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-12-22 12:46:35
Reporting Period:
2014-12-17
Filing Date:
2014-12-22
Accepted Time:
2014-12-22 12:46:35
Original Submission Date:
2014-12-19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215181 Jr E James Moylan C/O Ciena Corporation
7035 Ridge Rd.
Hanover MD 21076-1426
Svp Finance, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-17 41,890 $0.00 407,626 No 4 A Direct
Common Stock Acquisiton 2014-12-17 26,403 $0.00 434,029 No 4 A Direct
Common Stock Disposition 2014-12-17 1,000 $18.15 433,029 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
Footnotes
  1. Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2015.
  2. Shares reported include unvested Restricted Stock Units (RSUs).
  3. Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/17/2013 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2014, 2015, and 2016.
  4. Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/15/14, as amended.