Filing Details

Accession Number:
0001140361-14-045892
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-19 14:47:59
Reporting Period:
2014-12-17
Filing Date:
2014-12-19
Accepted Time:
2014-12-19 14:47:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199076 S James Lusk 551 Fifth Avenue
Suite 300
New York NY 10176
Executive Vice President/Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-17 318 $19.09 65,311 No 4 M Direct
Common Stock Disposition 2014-12-17 272 $28.09 65,039 No 4 S Direct
Common Stock Acquisiton 2014-12-18 6,369 $18.31 71,408 No 4 M Direct
Common Stock Disposition 2014-12-18 5,311 $28.32 66,097 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-12-17 318 $0.00 318 $19.09
Common Stock Stock Options Disposition 2014-12-18 6,369 $0.00 6,369 $18.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,252 2018-09-13 No 4 M Direct
12,738 2019-10-11 No 4 M Direct
Footnotes
  1. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
  2. Includes 39,562 unvested RSUs, 3,514 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 2,342 performance shares earned but not vested with respect to performance shares granted on 3/8/2012, 2,543 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, and DERs related thereto.
  3. Stock Options granted under the 2006 Equity Incentive Plan.
  4. 25% exercisable on 9/13/2012 and 25% on the anniversary date of each of the following three years.
  5. 25% exercisable on 10/11/2013 and 25% on the anniversary date of each of the following three years.